We’re Cool! We can now Text!
By Steve Gelber on October 1, 2024
We’re cool–we can now text with you! We get it, in today’s fast-paced technology driven world, sometimes a text is the quickest and easiest form of communication. Financial Principles has implemented a new system to ensure that we are able to accommodate texting capabilities while remaining compliant with industry regulations. Each of our team members are now able to send and receive text messages from their direct office phone lines. In order to ensure that we are able to properly serve our clients in a compliant manner, we ask that any business related text messages be sent to our teams’ office phone numbers only.
As a reminder, text messages are not a secure form of communication and we remind clients that any personally identifiable information such as social security numbers, account numbers, etc. should only be transmitted over the phone or through our secure email/portal. In addition, certain transactions such as asset transfers and third party distributions must be confirmed verbally prior to being completed.
Financial Principles is a group comprised of investment professionals registered with Hightower Advisors, LLC, an SEC registered investment adviser. Some investment professionals may also be registered with Hightower Securities, LLC, member FINRA and SIPC. Advisory services are offered through Hightower Advisors, LLC. Securities are offered through Hightower Securities, LLC. All information referenced herein is from sources believed to be reliable. Financial Principles and Hightower Advisors, LLC have not independently verified the accuracy or completeness of the information contained in this document. Financial Principles and Hightower Advisors, LLC or any of its affiliates make no representations or warranties, express or implied, as to the accuracy or completeness of the information or for statements or errors or omissions, or results obtained from the use of this information. Financial Principles and Hightower Advisors, LLC or any of its affiliates assume no liability for any action made or taken in reliance on or relating in any way to the information. This document and the materials contained herein were created for informational purposes only; the opinions expressed are solely those of the author(s), and do not represent those of Hightower Advisors, LLC or any of its affiliates. Financial Principles and Hightower Advisors, LLC or any of its affiliates do not provide tax or legal advice. This material was not intended or written to be used or presented to any entity as tax or legal advice. Clients are urged to consult their tax and/or legal advisor for related questions.
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