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Hightower Ranks #2 on Barron's 2021 and 2022 Lists of Top RIA Firms

Helping you pursue your financial independence.

Who We Are



Financial Principles, LLC is a boutique, private financial advisory practice providing comprehensive wealth management, investment and long-term planning services to a select clientele of corporate executives, small business owners, retirees and high-net-worth individuals and families. We serve as your trusted advisors, helping you navigate complex financial challenges with solutions tailored to your distinct situation. Our high-touch services are designed to support your current needs and help you make informed decisions for the future.

What We Do

At Financial Principles, LLC, we strive to provide you with the guidance, solutions and knowledge you need to feel confident about your financial future. 

Our mission is to help you pursue financial independence with comprehensive financial strategies and plans that focus on your values, goals, needs and lifestyle. Our entire team is deeply committed to enhancing your overall wealth management experience with excellent client service, attention to detail and a streamlined approach to planning.

Where We Come From


Our team has deep roots in the Northern New Jersey and Greater New York City metropolitan communities, as well as decades of professional and personal history. Mike, Dan and Brad’s relationship with each other dates back to their grade school through their college years.

What We Believe In

At Financial Principles, LLC, service, proactive communication and trust are the cornerstones of our practice. We are committed to upholding the highest standard of client care in the industry: the Fiduciary Standard. This means that the discipline of putting your interests first and providing objective advice and solutions is more than just a worthy ambition; it is our duty. 

Hightower

Client First

A commitment to supporting clients’ financial well-being and deeply-rooted trust is the foundation of the firm.

How we put clients first

Learn More About Financial Principles, LLC

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310 Passaic Ave
Suite 203
Fairfield, NJ 07004

Office: (973) 582-1000
Fax: (973) 582-1001
Toll Free: (866) 401-5529

300 Madison Ave, 29th Floor,
New York, NY 10017

Overview
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Hightower Advisors, LLC is a SEC registered investment adviser. Registration as an investment adviser does not imply a certain level of skill or training. Some investment professionals may also be registered with Hightower Securities, LLC and offer securities through Hightower Securities, LLC, member FINRA/SIPC. You can check the background of our firm and investment professionals on brokercheck.finra.org. Unless otherwise indicated relative to a specific award or ranking, Hightower Advisors, LLC does not pay a fee to be considered for any ranking or recognition, but may have paid to publicize rankings obtained and disseminated prior to 11.4.2022. All awards / rankings / ratings obtained and distributed on or after 11.4.2022 will be accompanied by specific disclosure as applicable.

© 2023 Hightower Advisors. All Rights Reserved.
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